Argonaut's Australian operating divisions are regulated by the Australian Securities and Investment Commission.
Argonaut Securities is a Trading Participant of the Australian Securities Exchange (ASX) and is bound by the ASX Market Rules.
Argonaut’s Asian operations are regulated by the Securities and Futures Ordinance (“SFO”) administered by the Securities and Futures Commission (“SFC”) of Hong Kong.
|Argonaut Capital||Corporate Advisory||221476|
|Argonaut Securities||Stockbroking & Research||274099|
|Argonaut Funds Management||Funds Management||224815|
|Argonaut Equity Partners||Principal Investment||221476*|
*AEP is a Corporate Representative of Argonaut Capital
|Argonaut Securities (Asia) Ltd||Dealing in Securities||052|
|Advising in Securities||052|
|Advising in Corporate Finance||052|
Argonaut Securities (Asia) Limited is licenced to Deal in Securities, Advise on Securities and Advise on Corporate Finance (regulated activities) in Hong Kong and is bound by the SFC.